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Recent Broker Complaints

William Peterson

Neuberger Berman

  • Disclosures: 0
  • Risk Score: 2.4

Disclosures - NO

View Broker Profile

Todd Battaglia

MG&A Wealth

  • Disclosures: 1
  • Risk Score: 1.7

Disclosures - Yes

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Jay Canell

J.P. Morgan Wealth...

  • Disclosures: 0
  • Risk Score: 1.9

Disclosures - NO

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Xi Qiao

UBS FINANCIAL SERVICES...

  • Disclosures: 0
  • Risk Score: 1.9

Disclosures - NO

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Jim Rimmel

UBS FINANCIAL SERVICES...

  • Disclosures: 0
  • Risk Score: 1.9

Disclosures - NO

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Marcos Douer

UBS FINANCIAL SERVICES...

  • Disclosures: 0
  • Risk Score: 2.3

Disclosures - NO

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Philip Appel

Merrill Wealth Management

  • Disclosures: 0
  • Risk Score: 2.0

Disclosures - NO

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Virgil Kahl

COMMONWEALTH FINANCIAL NETWORK

  • Disclosures: 0
  • Risk Score: 2.0

Disclosures - NO

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Adam Goldstein

Ameriprise Financial Services

  • Disclosures: 0
  • Risk Score: 2.0

Disclosures - NO

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John Acker

UBS Wealth Management

  • Disclosures: 1
  • Risk Score: 1.8

Disclosures - Yes

View Broker Profile

Brian Hahn

NEUBERGER BERMAN BD...

  • Disclosures: 2
  • Risk Score: 1.6

Disclosures - Yes

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Jason Kirchmeier

Ameriprise Financial Services

  • Disclosures: 0
  • Risk Score: 2.2

Disclosures - NO

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Got a Story? Stop feeling helpless...

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Dennis Laferty
  • Red Flags: < 1
  • Risk Score: 1.5
Dennis Laferty
View Dossier
Garsu Pasaulis
  • Red Flags: < 2
  • Risk Score: 1.5
Garsu Pasaulis
View Dossier
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